Legal and Compliance Officer

Job Title

The position being offered is for a Legal and Compliance Officer at QED Legal, a well-known firm located in Cheshire, North West England.

Company Overview

QED Legal is recognized as a global professional services firm that specializes in various sectors, including legal practices tailored for private clients. The firm is well-regarded for maintaining a strong compliance culture, making this role crucial for both the organization's integrity and reputation.

Job Description

The Legal and Compliance Officer role is essential as it is positioned within the legal arm of the firm that operates under regulations set by the SRA (Solicitors Regulation Authority). This position supports a private client practice, primarily dealing with wills, trusts, probate, and powers of attorney. The successful candidate will oversee the enforcement of the firm's regulatory compliance framework according to SRA standards, ensuring their processes align effectively with both legal requirements and best practices within the industry.

Responsibilities

Key responsibilities in this role include:

• Maintaining compliance with the firm's SRA authorisation requirements and regulatory obligations.
• Monitoring compliance activities throughout the company and advising managers, employees, and stakeholders on regulatory concerns.
• Identifying, managing, and escalating potential breaches and areas of regulatory risk to ensure minimal disruption or impact on the firm's operations.
• Providing guidance on the SRA Standards and Regulations, contributing to a culture of continuous improvement in compliance processes.
• Reporting relevant issues to the SRA when necessary, acting as the primary contact for regulatory matters.
• Collaborating closely with senior leadership to instill a proactive compliance culture throughout the organization.

Candidate Profile

To qualify for this role, the potential candidate should ideally possess the following:

• Qualified solicitor status with at least 5 years of post-qualification experience (PQE) within an SRA-regulated law firm.
• Previous role serving as a COLP (Compliance Officer for Legal Practice) for at least 2 years.
• Solid understanding of SRA Standards and comprehensive knowledge of law firm compliance requirements.
• Ability to confidently advise and challenge at the board and senior management levels.
• Outstanding communication, organization, and prioritization skills, with a proactive approach and a capacity to work autonomously.

Work Environment

This role is described as being open to both full-time and part-time opportunities, marking a level of flexibility that may appeal to candidates seeking a balance between personal and professional commitments. Hybrid working arrangements are also mentioned, allowing employees to split their time between the office and remote working, catering to those who value a mix of collaborative office interactions and quiet, focused time at home.

Benefits

The organization offers several attractive benefits, including:

• Generous annual leave, promoting work-life balance.
• Health care cash plans, ensuring comprehensive health coverage.
• Various wellbeing perks, showing the firm's commitment to employee welfare and workplace happiness.

Conclusion

This role represents a significant opportunity for an experienced compliance professional looking to influence compliance strategies within a reputed firm. Being involved directly with regulatory standards and contributing to the firm's adherence to legal requirements, the successful candidate would play a vital role in the overall governance of QED Legal, helping to steer the organization towards sustained excellence in compliance and risk management.

If you are an experienced COLP, Compliance Manager, or Head of Risk and Compliance with robust regulatory experience seeking your next challenge, this may prove to be a fulfilling next step in your career journey. QED Legal emphasizes the importance of compliance, offering a platform where your expertise can be valued and developed.

This job offer was originally published on jooble.com